Appendix 1: Rules Administration
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The DMAI Rules of Conduct is supervised and administered by the Rules Administrator, appointed by the Board of DMAI.
The Rules Administrator shall:
- Be satisfied that members’ trading practices and documentation comply with the Rules.
- Handle any complaints in accordance with the Procedures set out.
- Report any breach of the Rules to the member, recommend any remedial action and Investigate any failure by a member to act upon any recommendation.
- Report any failure by a member to act upon any recommendation to the DMAI Board with the recommended action the board should take.
- Review the content of the Rules on an annual basis in the light of reaction to the Rules and changing circumstances due to statutory and practical considerations.
- Provide an Annual Report on the operation of the Rules and Procedures and ensure that this is circulated to interested parties.